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broker-dealer

/ˈbrəʊ.kə ˈdiː.lə/

翻译: 既作为经纪商代客户买卖证券,又作为交易商以自有账户进行证券交易的金融机构或个人。

1 个条目

noun

/ˈbrəʊ.kə ˈdiː.lə/C1formalbusiness
  • zh既作为经纪商代客户买卖证券,又作为交易商以自有账户进行证券交易的金融机构或个人。

A financial specialist who trades for their own account, thereby acting both as a broker and as a principal in securities transactions.

  1. Financial specialistC1formalbusiness

    A financial professional or firm that trades securities for its own account (as a dealer) and also executes orders for clients (as a broker).

    zh金融专家

    • The broker-dealer executed the trade for the client while also holding a position in the same stock.
    • Many large investment banks operate as broker-dealers in the financial markets.
    • The broker-dealer must comply with strict regulations regarding client funds and proprietary trading.
词形
  • broker-dealers plural form
  • broker-dealers' possessive plural form
  • broker-dealer's possessive singular form